ComplianceTrak
ComplianceTrak offers compliance management tools for investment advisers, hedge fund managers, private equity managers and other compliance professionals. The patented ComplianceTrak workflow assists you in developing and maintaining a comprehensive compliance infrastructure to meet regulatory requirements.
Features
Interactive Compliance Calendar
Place your entire compliance program at your fingertips. Document your tasks, set up email reminders and create a robust audit trail. Read More
Anti-Money Laundering
Automatically run potential and existing clients and investors through 35 anti-money laundering watchlists. There is no need to manually run names or upload batch lists as ComplianceTrak continuously runs your database of names and emails you when there is a potential problem. Read More
Adviser Features
Our reporting platforms and checklists help you stay on top of the multitude of investment adviser compliance requirements. Read More
Private Fund Features
For advisers managing hedge funds, private equity funds and other private vehicles, our "fund compliance features" assist with complex calculations, AML investor checks and much more. Read MoreTake The Tour
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FAQs
Have questions about ComplianceTrak that aren't listed below? Contact Us!
We want ComplianceTrak to be the right solution for you. Therefore, if there are certain parts of the system that you want, let us know and we can provide you with custom pricing.
ComplianceTrak is affordable for advisers of all shapes and sizes. Contact us and we will provide a custom price quote for you.
Yes. We have gone to great lengths to build out an enterprise-class security infrastructure. ComplianceTrak’s servers reside at a secure, world-class data center. The facility is designed with true N+1 redundancy, thus at any time, the ComplianceTrak server is connected with multiple power and networking connections to ensure maximum uptime. The facility maintains SAS 70, Type II and CyberTrust certifications. We would be happy to provide you with detailed information about our security and business continuity infrastructure.
No. ComplianceTrak is a hosted solution, known as “software as a service.” The benefits to you are that you do not need to spend money on an expensive security and business continutity infrastructure. Best of all, updates to the system are immediate and seamless to you. There is no need for complicated installations and upgrades.
ComplianceTrak was created by the software gurus at EvenWheel Solutions along with the compliance experts at our parent firm HedgeOp Compliance, LLC. We do all of the development in-house and pride ourselves on using the most innovative technology available. You can feel safe using ComplianceTrak knowing that it was designed for compliance professionals, by compliance professionals.
ComplianceTrak was designed to make your life easier, save you time and resources and provide you with the most comprehensive compliance tools on the market. ComplianceTrak will help streamline your compliance program and ensure that you are prepared for any and all regulatory roadblocks.